
Whether you need help with an AFS Licence application, compliance advice, or more hands-on support, we've got you covered.
AFSL Services
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Outsourced Compliance
Our compliance outsourcing service ensures your compliance framework remains robust and up-to-date. We manage policy updates, conduct compliance monitoring, create detailed reports for your Board or Compliance Committee, deliver employee training, handle compliance administration, and provide expert advice — giving you confidence and freeing you to focus on your core business.
While we offer standard compliance packages, we understand that every business is different. We work closely with you to tailor our services to your specific needs, ensuring you receive practical, effective compliance support that fits the size, complexity, and nature of your operations.
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AFSL Applications and Variations
Whether you're applying for a new licence or updating an existing one, we assist with preparing and lodging AFSL applications, and the proof documents.
We also provide compliance outsourcing services should you require assistance after your licence is granted.
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Compliance Committee Membership
We offer independent compliance committee membership to assist responsible entities in meeting their governance obligations under the Corporations Act 2001. With over 20 years of experience in financial services compliance, we provide objective oversight, monitor adherence to compliance plans, and contribute to effective risk management. Our role ensures that your compliance framework operates with integrity, transparency, and alignment with regulatory expectations.
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Compliance Policies
We provide both core and specialised compliance policies, with full customisation included to ensure they align with your business needs.